STANDARD OPERATING PROCEDURES
ISSUED ___________ EFFECTIVE_________
S.O.P. 9-4 FIELD INTERVIEWS AND PAT-DOWN SEARCHES
INTRODUCTION
The purpose of this policy is to assist officers in determining
when field interviews and pat-down searches are warranted and the
manner in which they must be conducted.
The field interview is an important point of contact for officers
in preventing and investigating criminal activity. But even when
conducted with respect for involved citizens and in strict
conformance with the law, it can be perceived by some as a means of
police harassment or intimidation conducted in a discriminatory
manner against groups or individuals. In order to maintain the
effectiveness and legitimacy of this practice and to protect the
safety of officers in approaching suspicious individuals, law
enforcement officers shall conduct field interviews and perform
pat-down searches in conformance with procedures set forth in this
policy.
DEFINITIONS
- FIELD INTERVIEW: The brief detainment of an
individual, whether on foot or in a vehicle, based on reasonable
suspicion for the purposes of determining the individual's
identity and resolving the officer's suspicions.
- PAT-DOWN SEARCH: A "frisk" or external feeling of the outer
garments of an individual.
- REASONABLE SUSPICION: Articulable facts that, within the
totality of the circumstances, lead an officer to reasonably
suspect that criminal activity has been or is about to be
committed.
PROCEDURES - FIELD INTERVIEWS
- Justification for Conducting a Field Interview
Law enforcement officers may stop individuals for the purpose
of conducting a field interview only where reasonable suspicion is
present. Reasonable suspicion must be more than a hunch or
feeling, but need not meet the test for probable cause sufficient
to make an arrest. In justifying the stop, the officer must be
able to point to specific facts which, when taken together with
rational inferences, reasonably warrant the stop. Such facts
include, but are not limited to, the following:
- The appearance or demeanor of an individual
suggests that he is part of a criminal enterprise or is engaged
in a criminal act;
- The actions of the suspect suggest that he is engaged in a
criminal activity;
- The hour of day or night is inappropriate for the suspect's
presence in the area;
- The suspect's presence in a neighborhood or location is
inappropriate;
- The suspect is carrying a suspicious object;
- The suspect's clothing bulges in a manner that suggests he
is carrying a weapon;
- The suspect is located in proximate time and place to the
alleged crime; or
- The officer has knowledge of the suspect's prior criminal
record or involvement in criminal activity.
- Initiating a Field Interview
Based on observance of suspicious circumstances or upon
information from investigation, an officer may initiate the stop
of a suspect if he has articulable, reasonable suspicion to do so.
The following guidelines shall be followed when making an authorized
stop to conduct a field interview.
- When approaching the suspect, the officer shall
clearly identify himself as a law enforcement officer, if not
in uniform, by announcing his identity and displaying Agency
identification.
- Officers shall be courteous at all times during the contact
but maintain caution and vigilance for furtive movements to
retrieve weapons, conceal or discard contraband, or other
suspicious actions.
- Before approaching more than one suspect, individual
officers should determine whether the circumstances warrant a
request for backup assistance and whether the contact can and
should be delayed until such assistance arrives.
- Officers shall confine their questions to those concerning
the suspect's identity, place of residence and other inquiries
necessary to resolve the officer's suspicions. However, in no
instance shall an officer detain a suspect longer than is
reasonably necessary to make these limited inquiries.
- Officers are not required to give suspects Miranda warnings
in order to conduct field interviews unless and until
additional information is available and sufficient to establish
probable cause for arrest.
- Suspects are not required, nor can they be compelled, to
answer any questions posed during field interviews. Failure to
respond to an officer's inquiries is not, in and of itself,
sufficient grounds to make an arrest although it may provide
sufficient justification for additional observation and
investigation.
PROCEDURES - PAT-DOWN SEARCHES
- Justification for Conducting Pat-Down Searches
A law enforcement officer has the right to perform a pat-down
search of the outer garments of a suspect for weapons if he has
been legitimately stopped with reasonable suspicion and only when
the officer has a reasonable fear for his own or another person's
safety. Clearly, not every field interview poses sufficient
justification for conducting a pat-down search. Following are
some criteria that may form the basis for establishing
justification for performing a pat-down search. Officers should
note that these factors are not all-inclusive -- there are other
factors that could or should be considered. The existence of more
than one of these factors may be required in order to support
reasonable suspicion for the search.
- The type of crime suspect -- particularly in
crimes of violence where the use or threat of deadly weapons is
involved.
- Where more than one suspect must be handled by a single
officer.
- The hour of the day and the location or neighborhood where
the stop takes place.
- Prior knowledge of the suspect's use of force and/or
propensity to carry deadly weapons.
- The appearance and demeanor of the suspect.
- Visual indications which suggest that the suspect is
carrying a firearm or other deadly weapon.
- The age and gender of the suspect. Whenever possible,
pat-down searches should be performed by officers of the same
sex.
- Procedures for Performing a Pat-Down Search
When reasonable suspicion exists to perform a pat-down search,
it should be performed with due caution, restraint and
sensitivity. These searches are only justifiable and may only be
performed to protect the safety of officers and others and may
never be used as a pretext for obtaining evidence. Under these
circumstances, pat-down searches should be conducted in the
following manner.
- Whenever possible, pat-down searches should be
conducted by at least two officers, one of whom performs the
search while the other provides protective cover.
- Because pat-down searches are cursory in nature, they
should be performed with the suspect in a standing position or
with hands placed against a stationary object and feet spread
apart. Should a weapon be visually observed, however, a more
secure search position may be used, such as the prone
position.
- In a pat-down search, officers are permitted only to
externally feel the outer clothing of the suspect. An officer
may not place his/her hands in pockets unless he/she feels an
object that could reasonably be a weapon, such as a firearm,
knife, club or other item.
- If the suspect is carrying an object such as a handbag,
suitcase, briefcase, sack or other item that may conceal a
weapon, the officer should not open the item but instead place
it out of reach of the suspect.
- If the external feeling of the suspect's clothing fails to
disclose evidence of a weapon, no further search may be made.
If evidence of a weapon is present, an officer may retrieve
that item only. If the item is a weapon the possession of
which is a crime, the officer may make an arrest of the suspect
and complete a full-custody search of the suspect.
- Reporting
If after conducting a field interview there is no basis for
making an arrest, the officer should record the facts of the
interview and forward the documentation to the appropriate
reporting authority as prescribed by Agency procedure.